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C Home G 23 24 25 26 Gradebook/ETH/321T: Ethical A X Week 5 Apply Assignmen https://app.myeducator.com/course/activity.lti/760ahgb/2503176704811859969/ Which of the following places the events in the

C Home G 23 24 25 26 Gradebook/ETH/321T: Ethical A X Week 5 Apply Assignmen https://app.myeducator.com/course/activity.lti/760ahgb/2503176704811859969/ Which of the following places the events in the correct order? Rule adoption; Concept release: Rule proposal; Public comment period; A Amendment of rule proposal; Rule adoption; Concept release; Rule propc Concept release; Rule proposal; Public comment period; Amendment of r O Public comment period; Concept release: Rule proposal; Amendment of r Chloe has her own office where she generates investment advice for companies. She is com. Chloe does not have to be a registered adviser if all of her clients are in th Chloe does not have to be a registered adviser if she doesn't have authori Chloe does have to be a registered adviser even if she only advises for on Kathleen works for an accounting firm, Securate, as an auditor. Kathleen's firm provides ma for. Which of the following is true? Kathleen may assist in consulting services for the company without restric Kathleen may not assist in consulting services for the company unless she O Kathleen may not assist in consulting for the company. Bekah is an adviser for the company Vicoltech, which deals heavily in investments. Bekah al reporting requirements with the SEC. When the Dodd-Frank Act was passed: Bekah was still exempt from the SEC's reporting requirements. Bekah was required to register with the SEC, but not required to report inf
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3 Which of the following places the events in the correct onder? Rule adoption Concept relesse Pule proposal Public comment period: A Amendment of rule proposat Rule adoption Concept release; Five propc Coocept release; Pule proposat Public comment period: Amendment of I Public comment period Concept release fale peoposat Amendment of 1 Chloe bas her own officr where she renerata ieventment adrice for companies she is noth Chloe does not have to be a feghtered adveer if all of her dients are in th Chioe does not have to be a tegstered adveser if ihe doesnt have authoel Chioe does have to be a registered adviser even if she only advises toc on. Kathleen works for an wocounting firm, Securate, as an audief, Kathlen's firm provides ma for. Which of the following is true? Kothieen may assist vi concalting services for the compary without restric Katrieen muy not wast in conselting services for the compary unders sthe kathieen may not assist is consieting for the conpury. Bekati Was required to fegster with the SEC But not cquired to report

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