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Can you answer questions 1-5 please? 1) What is a financial security? A. Ease with which an owner of an asset can sell it; B.

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1) What is a financial security? A. Ease with which an owner of an asset can sell it; B. A claim against assets of cash flows of a company; C. Dow Jones Industrial Average; or D. Voting rights to elect firm directors. 2) Who is the primary regulator of the US securities markets? A. Federal Reserve Bank of New York; B. Chicago Board of Options Exchange; C. Securities and Exchange Commission; or D. New York Stock Exchange. 3) The Securities and Exchange Commission does all of the following except: A. Licensing securities professionals; B. Provide investors with complete disclosure of material information on listed securities; C. Regulates US stock exchanges; or D. Regulates all national banks in the US. 4) Which of the following is a security traded in the US money market? A. Mortgage-backed securities; B. Treasury Bills; C. Preferred Stock; or D. Corporate bonds. 5) What is the best definition of a derivative in the context of securities markets? A. The degree to which an asset or security can be bought or sold in the market without affecting its price; B. Buying or selling a stock at the current market price; C. Financial decisions and their impact on the value of a company; or D. A security where the value is based on the value of another security

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