Question
Case One Fabian Sheehy, CFA, works as an investment manager at Alpha Investment Corporation. He was offered a free trip to Spain for excellent performance
Case One Fabian Sheehy, CFA, works as an investment manager at Alpha Investment Corporation. He was offered a free trip to Spain for excellent performance by one of his clients, which Fabian accepted. Fabians supervisor learned about the arrangement from another employee recently, but did not do anything about the arrangement because the client is an important client to the firm. a. Did Fabian breach any CFA Professional Standards of Conduct and why? (100 words) b. Did Fabians supervisor breach any CFA Professional Standards of Conduct and why? (100 words)
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