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Course Objective: CO09 Demonstrate the effect on business from laws applying to the environment and securities Prompt: Review the website of the Securities and Exchange

Course Objective: CO09 Demonstrate the effect on business from laws applying to the environment and securities

Prompt: Review the website of the Securities and Exchange Commission at https://www.sec.gov/litigation/litreleases.shtml

Choose a case listed here and discuss the rule or regulation that was violated. What did the individual or company do in the case that violated the rule or regulation? Relate this back to the concepts discussed in the text.

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