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Cronkite Walters, CFA, supervises a large group of research analysts. Walters has delegated some of his supervisory responsibilities to his assistant, Amy Reise, who is
Cronkite Walters, CFA, supervises a large group of research analysts. Walters has delegated some of his supervisory responsibilities to his assistant, Amy Reise, who is a CFA candidate. In carrying out her responsibilities, Reise has discovered that the firm's compliance system is inadequate and informed Walters, who has not been very supportive of Reise's efforts to correct the situation. According to the CFA Institute Standards of Professional Conduct, Reise:
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