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During the Sarbanes-Oxley audit of a financial services company, you note the following issues. Categorize each of them into the area to which they belong:
During the Sarbanes-Oxley audit of a financial services company, you note the following issues. Categorize each of them into the area to which they belong: IT change management, logical access to data, and IT operations.
- Five DBAs have access to the SA (system administrator) account that has complete access to the database.
- Several changes to database structures did not have appropriate approval by management.
- Some users continued to have access to the database even after having been terminated.
- Databases are backed up on a regular schedule using an automated system.
- No logging has been enabled in the DBMS to save space.
- The usage volume of the main transaction tables has increased by 100% percent during the last year. At the same time, basic accounting data suggests that the number of customer transactions has been doubled.
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