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e on thisitof states in * * AN AFFILIATE BROKER IS AFILIATED WITH A BROKERAGE FIRM WHEN SHE IS INVITED TO JOIN A SECONDFIRM. SHE
e on thisitof states inAN AFFILIATE BROKER IS AFILIATED WITH A BROKERAGE FIRM WHEN SHE IS INVITED TO JOIN A SECONDFIRM. SHE MAY DO SO ONLY IFA. the principal broker with whom she is currently affiliated consents in writing to the dual affiliation.B the principal broker of both firms are aware of the dual affiliation and given their written consentC. she obtains the authorization of the commission to establish two concurrent affiliations.D her current affiliation is termination, and she follows the prescribed process for a change of affiliation.
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