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FNS50215 Diploma of ACCOUNTING FNSFMK505 Comply with financial services regulation and industry codes of practice Assessment 1 Activity 2 Identify and explain: a) Two reasons

FNS50215 Diploma of ACCOUNTING

FNSFMK505 Comply with financial services regulation and industry codes of practice

Assessment 1

Activity 2

Identify and explain:

a) Two reasons why ASIC requires AFS Licensees to nominate Responsible Officers, and b) Three qualifications that are needed to fulfil the obligations of a Responsible Officer

(Explain compliance issues relating to: general obligations of a financial services officer).

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