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If a CFA Institute member has reasonable grounds to believe that imminent or ongoing activity by his or her clients or colleagues is illegal or
If a CFA Institute member has reasonable grounds to believe that imminent or ongoing activity
by his or her clients or colleagues is illegal or unethical, CFA Institute Standard IA: Knowledge
of the Law requires the member to:
A report the conduct to proper regulatory authorities.
B dissociate, or separate, from the activity.
C make every effort to stop the ativity
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