Question
In a client-directed brokerage arrangement, as per the CFA Institutes Soft Dollar Standards, what must a compliant investment manager do to protect the client with
In a client-directed brokerage arrangement, as per the CFA Institutes Soft Dollar Standards, what must a compliant investment manager do to protect the client with their own interest in having some control over alloccation of brokerage to their own list of brokers?
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Focus On Personal Finance
Authors: Jack Kapoor, Les Dlabay, Robert J. Hughes, Melissa Hart
7th Edition
1265521972, 978-1265521974
