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Jasmin recently had her Series 7 license revoked for issues related to investments she made for several clients. She notifies CFP Board in a timely
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Jasmin recently had her Series 7 license revoked for issues related to investments she made for several clients. She notifies CFP Board in a timely manner. This will likely result in:
a. Private letter of admonition
b. Barring from the practice of financial planning
Revocation of the right to use the CFP marks
d. Suspension of the right to use the CFP marks
e. Public letter of admonition
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