Jim Jones is the financial director for Best Bet Production Corporation. He wants to ensure that he is following the letter of the law regarding the corporation's accounting and financing protocols. He knows that the Sarbanes-Oxley Act of 2002 regulates the accounting and auditing procedures of the corporation, and that this act should and will directly impact his job as well as the future of the company. His main goal is compliance. If Jones or the corporation were convicted for securities law violations

What would be the maximum criminal penalty for Jones and for the corporation?