Match the professional with the appropriate client need. Question 1 options: Discount Broker Insurance Agent Certified Financial Planner Registered Investment Advisor 1. James wants ongoing support and guidance and is willing to pay a fee for the service. He would like continuous support and review over his portfolio, as well as someone who is held to the fiduciary standard of care. Who should he work with? 2. Susan wants to purchase 5 shares of Nike stock on the first day of each month. Who should she work with? 3. Preston would like to work with a professional to seek guidance and support and develop an overall financial plan that helps provide a comprehensive strategy for his future. He wants to be sure this individual has been certified and is knowledgeable in the field. He is ok if this person works individually - and not aligned with a particular firm. Who should he work with? 4. Jim wants to purchase an annuity. He is close to retirement and realizes he doesn't have enough in funds to support. He doesn't need to pay the fees associated with a broker - but wants someone that can provide this service at the cheapest cost. Who should he work with

Answer rating: 100% (QA)

Here are the matches 1 James wants ongoing support and guidance and is willing to pay a fee for the ... View the full answer