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Mitt, is a broker for a large national broker dealer firm. In addition to all of his appropriate security licenses, Mitt is also a CFP

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Mitt, is a broker for a large national broker dealer firm. In addition to all of his appropriate security licenses, Mitt is also a CFP professional. His security licenses require him to ensure investments are suitable for his clients. Mitt executes security orders for his clients on a daily basis. Mitt is aware of the standard of care requirements of the CFP Board of Standards Code of Ethics and he is concerned about meeting his ethical requirements. How would you describe Mitt's duty of care responsibilities for his clients? Mitt is required to provide a suitability standard and to put his client's interest ahead of his own Mitt is required to provide a suitability and hiduciary duty of care Mitt is only required to meet the security license duty of care, which requires investments to be suitable for a client Mitt is required to provide a process oriented hiduciary duty of care

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