Ms. Granger is now approaching her one-year anniversary as Wiz Corp'schief compliance officer. It has been a busy year, but she believes that she has made some progress. The aspect that continues to worry her is the rocky relationship between Wiz Corp's compliance department and thelegal department. Wiz Corp'sgeneral counsel, D. Malfoy, resents Granger because the compliance function was within the legal department

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before she was hired, and he believes it should continue to be under his domain. Furthermore, the compliance department recently conducted an internal investigation(under Ms. Granger'ssupervision) due to some compliance irregularities that an employee brought to her attention relating to a contract with an important vendor, Azkaban, Inc. The legal department refused to assist with the investigation notwithstandingMs. Granger'srepeated requests. (Ms. Granger has heard that Malfoy is very good friends with the owner of Azkaban, Inc. and that Malfoy helped Azkaban secure the contract with Wiz Corp in the first place.) The investigation has revealed significant compliance concerns, and Ms. Grangerisn't sure how to proceed. Further,the employee who initially raised the compliance issue, R. Weasley, is being giventhe "cold shoulder" aroundhis department ever since he filed the complaint.

(a) What compliance concerns do these facts raise?

(b) What do you recommend Ms. Granger do to address these concerns?