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Of the options listed, which one is most likely to violate Market Manipulation (Standard IIB) a Including a graph showing the Fed's discount rates over
Of the options listed, which one is most likely to violate Market Manipulation (Standard IIB)
a Including a graph showing the Fed's discount rates over the previous 12 months in a report that goes to clients.
b Using excerpts from a report prepared by a well known outside research firm without acknowledgement.
c Attributing research to "investment experts."
d Reporting statistics prepared by an outside firm, identifying the source but omitting caveats and qualifying statements.
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