PLEASE ANSWER ALL

36.

Which of the following investors would benefit from a non-model based Advisor-Managed Account?

Select one:

a. An investor who will be going on a long vacation and will be unable to manage their account themselves

b. None of investors would benefit from a non-model based Advisor-Managed Account.

c. A wealthy investor who is not knowledgeable about the market

d. An investor who doesnt have the inclination to manage their own investments

39.

Which statement about defined benefit plans is correct?

Select one:

a. Plan participants bear the investment risk of the pension portfolio.

b. The retirement benefits are known in advance and based on years of service

c. Only the employee contributions are tax deductible.

d. The retirement benefits depend on how the contributions were invested.

40.

An investor purchases a security for $12,000. At the end of the year the investor transfers the security, now valued at $11,100, to his self-directed RRSP. Select the correct statement.

Select one:

a. The investor could claim an $11,100 contribution to the plan.

b. The investor could claim a $900 capital loss for the transaction.

c. The investor cannot transfer securities to a registered plan.

d. The investor could claim a $12,000 contribution to the plan.