Answered step by step
Verified Expert Solution
Link Copied!

Question

1 Approved Answer

Q4 (30 marks): Fact Finding of requirements on Financial advisory service registration in Australia Assuming after graduation you would like to work as a financial

Q4 (30 marks): Fact Finding of requirements on Financial advisory service registration in Australia Assuming after graduation you would like to work as a financial adviser. Go to the website of Australian Securities and Investment Commission, do a fact finding and present an analysis of financial advisor registration to identify whether you are qualified and what steps should be taken to be a financial adviser in Australia. The following questions should be addressed: (1) What is the ASICs Financial advisers register? (2) Who should be on the Register, who are not on the Register and who updates the register? (3) What information should be on the Register? (4) What are the relevant financial products for a financial advisor? (5) What are the professional standards applied for a financial advisor.

Step by Step Solution

There are 3 Steps involved in it

Step: 1

blur-text-image

Get Instant Access to Expert-Tailored Solutions

See step-by-step solutions with expert insights and AI powered tools for academic success

Step: 2

blur-text-image

Step: 3

blur-text-image

Ace Your Homework with AI

Get the answers you need in no time with our AI-driven, step-by-step assistance

Get Started

Recommended Textbook for

Quantitative Fund Management

Authors: M.A.H. Dempster, Gautam Mitra , Georg Pflug

1st Edition

1420081918,1420081926

More Books

Students also viewed these Finance questions

Question

LO23.3 Demonstrate how income inequality has changed since 1975.

Answered: 1 week ago