Question 1 (1 point) Which of the following lists the correct order of steps in the financial planning process? collecting data & information, analyzing data & information, conducting a periodic review, implementing the recommendations data gathering, establishing the client/advisor relationship, recommending strategies to meet goals, implementing the recommendations establishing the client/advisor relationship, conducting a periodic review, analyzing data & information, implementing the recommendations establishing the client/advisor relationship, collecting data & information, analyzing data & information, recommending strategies to meet goals, implementing the recommendations Question 2 (1 point) Which theory refers to portfolio Management and the relationship of risk and retu Security Market Line Formula Efficient Market Theory Beta Pricing Model Modern Portfolio Theory Question 3 (1 point) The questions that determine the client's risk tolerance, financial objectives, lifestyle objectives, and attitude toward financial products are examples of which of the following? fundamental data qualitative data quantitative data investment objectives Question 4 (1 point) If the mortgage borrower (mortgagor) does does not pay the principal and interest to the lender (mortgagee), the lender CANNOT do which of the following? Pay owed property taxes to the municipality and add that to the principal of the loan. Stop a borrower from selling a property by foreclosing. Transfer the ownership and keep the property under a "power of sale". Put a tenant in the property to help offset the debt payments. Question 5 (1 point) Which of the following characteristics applies to an OPEN mortgage? All of these characteristics apply to an open mortgage. It does not have any restrictions on repayment of principal. It does not have any restriction on repayment of interest. It does not have a specific term