Question 10 3 pts The Mission of the Securities and Exchange Commission includes which of the following? (Select ALL that apply): To assist investors in making intelligent investment decisions To guarantee investment outcomes To protect investors from fraudulent financial misrepresentation To ensure fair, orderly and efficient financial markets Question 11 3 pts Which of the following are statutory requirements mandated by the SEC? (Select ALL that apply): Companies and their executives must not sell stock that might lose money for investors Company executives must provide a narrative outlining the previous year of operations and explain how the company fared in that time period The SEC maintains a database called EDGAR where investors can access critical information relating to public companies The SEC requires that public companies must submit quarterly and annual reports Question 12 3 pts Which of the following are responsibilities of the Financial Industry Regulatory Authority (FINRA)? (Select ALL that apply): To regulate securities firms operating in the United States To write and enforce rules governing registered broker-dealer firms in the US FINRA is the highest authority regulating the securities market in the US To regulate the Securities and Exchange Commission (SEC)