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QUESTION 14 (12 Marks As you are aware, our course covers the concept of the suitability process. A thorough understanding of this process is necessary

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QUESTION 14 (12 Marks As you are aware, our course covers the concept of the suitability process. A thorough understanding of this process is necessary in order for the investment Advisor to properly complete the client's Investment Plan REQUIRED a. In your own words, list and describe the three key client-related factors that the advisor is required to consider when developing a suitable" investment portfolio for their client (6 Marks) b. The "Know Your Client standard requires that the Advisor document the client's age, Investment knowledge and net worth. Explain how the Advisor uses this information (age. investment knowledge & net worth) to assist them in completing the suitability process. 16 Marks)

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