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QUESTION 22 Which of the following statements regarding allocating trades is correct? It is permissible under the Standards to allocate trades: a. Based on any

QUESTION 22

  1. Which of the following statements regarding allocating trades is correct? It is permissible under the Standards to allocate trades:

a.

Based on any method the firm deems suitable so long as the allocation procedure has been disclosed to all clients.

b.

On a pro-rata basis over all suitable accounts.

c.

Based on compensation arrangements.

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