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QUESTION 27 Regulation S-P outlines rules relating to O the delivery of securities trade confirmations Settlement and payment dates O safeguarding of customer information QUESTION

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QUESTION 27 Regulation S-P outlines rules relating to O the delivery of securities trade confirmations Settlement and payment dates O safeguarding of customer information QUESTION 28 Institutional trading without using the services of a broker dealer takes place in the second market third market fourth market first market

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