Question #3 (5 points): Review the section on Sarbanes-Oxley (26-1a) and the whistle blower requirements in the Securities Exchange Act of 1934. 1. Under Sarbanes-Oxley, list the three events that an auditor would need to report to the audit committee of the client's board of directors. 2. Why is it important for these events to be reported? What is the reporting designed to prevent? 3. List the three actions involved if an auditor suspects a client has committed an illegal act. (If you cannot find these requirements, email me.) 4. Why are these actions considered necessary? What are the actions designed to prevent?

Review the section on Sarbanes-Oxley (2613) and the whistle blower requirements in the Securities Exchange Act of 1934 , 1. Under Sarbanes-Oxley, list the three events that an auditor would need to report to the audit committee of the client's board of directors. 2. Why is it important for these events to be reported? What is the reporting designed to prevent? 3. Ust the three actions involved if an auditor suspects a client has committed an illegal act. (If you cannot find these requirements, ernall me) 4. Why are these actions considered necessary? What are the actions designed to prevent