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Question 30 Which of the following Institutions are compensated via commission after the transaction has been successfully completed for buying or selling securities? Not yet

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Question 30 Which of the following Institutions are compensated via commission after the transaction has been successfully completed for buying or selling securities? Not yet answered O a. Insurance Companies Marked out of 1.00 O b. Investment Company Flag question O c. Brokerages O d. Savings and Loans Association Question 31 Which type of brokerage account permits the broker to buy and sell shares for the investor without first contacting the investor for approval? Not yet answered O a. None of the options Marked out of 1.00 O b. Margin Account Flag question O c. Cash Management Account O d. Discretionary Account Question 32 The Mutual Fund company which makes investment of their funds in short term instruments is. Not yet answered O a. Growth and income Mutual Fund Marked out of 1.00 O b. Money market Mutual Fund Flag question O c. Open Ended Mutual Fund O d. Close ended Mutual Fund

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