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QUESTION 32 38 The Securities Act of 1933 is the act that requires full and fair disclosure of material information regarding new issues covers the

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QUESTION 32 38 The Securities Act of 1933 is the act that requires full and fair disclosure of material information regarding new issues covers the registration of new issues on the state level created the Securities and Exchange Commission regulates margin and the short sale of securities QUESTION 33 Each of the following types of investment companies has a provision for redeeming outstanding shares EXCEPT Closed-end funds UITS Face amount certificates Mutual funds

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