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QUESTION 5 What type of business he most actuaries? Banks Mortgage Broker Insurance Company Variable-annuity broke QUESTION 6 Investment banks act as brokers between supplier

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QUESTION 5 What type of business he most actuaries? Banks Mortgage Broker Insurance Company Variable-annuity broke QUESTION 6 Investment banks act as brokers between supplier and users of capital True QUESTION 7 Sales and trading encompasses all the PRIMARY MARKETS activity of an investment bank True False QUESTIONS Which statement is NOT true about investment research? There are no conflicts of interest between the investment research and corporate finance teams Equity research analysts rate stocks either buy sell or hold Research analysts don't normally rate stocks as a "ser because that will hurt the corporate finance part of the bank In Europe, clients must explicitly pay for research under the new rules

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