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QUESTION 54 Which of the following best defines selling dividends? Encouraging customers to sell a stock just before a dividend is paid so that the

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QUESTION 54 Which of the following best defines selling dividends? Encouraging customers to sell a stock just before a dividend is paid so that the stock will be easier to sell Enticing customers to buy mutual fund shares just before the ex dividend date so that they can receive a dividend O Providing customers with a dear plan on how to invest dividends they receive Encouraging customers to withdraw dividends from mutual funds and to invest in other securities so that you, as a registered rep, will receive additionat Commission QUESTIONS if a customer wants to open a new account but refuses to provide some of the hinancial information requested by the member nem which of the following statements is TROCH The firm may open the account and take untoldted trades only Thenie may not acceptary trades for the account until the information is received from the customer. The firm may open the account if it can determine from other sources that the customers the financat means to handle the account The firm may open the account for the customer and make recommendations freely

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