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QUESTION 56 It is required that all of the following are reviewed by a principal EXCEPT letters recommending securities to clients of an agent customers

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QUESTION 56 It is required that all of the following are reviewed by a principal EXCEPT letters recommending securities to clients of an agent customers written complaints Interoffice memos form letters that are to be sent to all customers QUESTION 57 Mr. Mulroony purchases 1,000 TUV at $50. After TUV increases to $70, Mr. Mulroony would like to protect the profit on his Investment. Which of the following orders would be MOST suitable? Sell stop 570.25 Sell limit @ $75 Sell limite 565 Sell stop @ $69.75

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