Question
QUESTION 8 In determining whether a principal officer is a fit and proper person, the Financial Sector Conduct Authority will take the following into account:
QUESTION 8
- In determining whether a principal officer is a fit and proper person, the Financial Sector Conduct Authority will take the following into account: Choose the correct option.
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| a. | The persons conviction of and imprisonment for forgery in 1989. |
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| b. | The persons competence to be a member of a schools board. |
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| c. | The persons misconduct at his previous employer, which led to a disciplinary hearing and criminal proceedings, and for which he was fined R500,000. |
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| d. | The persons involvement in the mismanagement of a trust company. |
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| e. | None of the above. |
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Probability For Risk Management
Authors: Matthew J. Hassett, Donald G. Stewart
2nd Edition
156698548X, 978-1566985482
