Question B1. Name 3 examples of legislation that sets minimum standards of conduct for a Finance Broker running their own business. Question B2 describe how ethics differs from the law. Question B3 What is an ethical dilemma and give an example you may encounter as a broker? Question B4 List 3 ways a person could prevent their own biases and psychological tendencies from impacting negatively when making an ethical decision Question B5 List 3 potential Organisational Barriers and 3 actions an organisation could take to overcome them.

Course: Diploma of finance and mortgage broking