Question
Refer to the following ASIC Media Release, 21-198MR ASIC bans Gold Coast financial advisers for five years https://asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-198mr-asic-bans-gold-coast-financial-advisers-for-five-years/ a.Which is the most relevant ASIC Regulatory
Refer to the following ASIC Media Release, 21-198MR ASIC bans Gold Coast financial advisers for five years
https://asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-198mr-asic-bans-gold-coast-financial-advisers-for-five-years/
a.Which is the most relevant ASIC Regulatory Guide (RG) applicable to the compliance issues identified this Media Release?
b.Describe the issues identified by ASIC from the RG identified above
c.What impact do you think the actions of these advisers had on their clients in relation to consolidating clients' superannuation and insurances?
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Seeing Through Statistics
Authors: Jessica M.Utts
4th Edition
1285050886, 978-1305176249, 1305176243, 978-1305322394, 978-1285050881
