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SEC and Its Authorities The SEC requires companies to file various forms for specific financial reporting purposes. Below are listed various forms required to be

SEC and Its Authorities
The SEC requires companies to file various forms for specific financial reporting purposes. Below are
listed various forms required to be filed with the SEC. Utilize the SEC's website and describe what
each form is used for.
Form# Description
a. Example: Annual report pursuant to Sections 13 & 15(d)
10-K
b.10-Q
c.11-K
d.18-K
e.20-F
f.40-F
g.8-K
h. S-1
i.6-K
j.17-H
k. F3
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