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Section 1043K of the Corporations Act 2001 deals, among other things, with transactions by a representative of the holder of an Australian financial services licence.

Section 1043K of the Corporations Act 2001 deals, among other things, with transactions by a representative of the holder of an Australian financial services licence. Explain the nature of this relationship and describe 2 risks associated with such an arrangement. (Explain compliance issues relating to: laws of principal and agents).

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