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SECURITIES REGULATION CODE 1. What are securities? 2. When should securities be registered with the SEC? 3. What securities are exempt from registration? 4. What

SECURITIES REGULATION CODE

1. What are securities?

2. When should securities be registered with the SEC?

3. What securities are exempt from registration?

4. What is a tender offer of securities?

5. When is a tender offer needed to be registered?

COOPERATIVE ACT

6. What is a cooperative?

7. What is the purpose of cooperative?

8. How does it differ from a corporation in reference to creation, conduct and dissolution?

9. What are the powers of a cooperative?

10. Who can be members of cooperatives and what is the role of the board of trustees?

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