Term Answer Description This corporation's responsibility is to provide congressional oversight, insuring that customers accounts remain safe if brokerage firms fail Risk averse A. Investment plan This term is used describe the attitude of an average investor who when presented with two investments having the same expected return, is likely to choose the investment with lowest risk. This refers to a transaction that involves the sale of securities not owned by the seller who hopes to buy them at a time when the price of the security declines This is a term used to describe the price that a seller receives when selling the security This phrase is used to describe n investor who buys and sells stocks and other securities, throughout the day trying to benefit from fluctuations during or within the trading day. This document helps you identify which investment opportunities will help you in achieving your financial goals in a particular time frame with specified risk tolerance B. Capital accumulation plan C. Prospectus D. Bid price E. Day trader F. Bull market This refers to a market condition when investors are optimistic about growth and economic expansion and have hopes that security prices will increase G. H. This term describes the process whereby you and your broker present Securities Investors Protection Corporation (SIPC) Arbitration their side of the dispute before a panel who helps in resolving the dispute This document containing information about the security issuer is available for investors who buy a new security issue This plan helps in finding opportunities that can result in net addition to your personal wealth or help you redistribute your wealth so that you can achieve your financial goals I. Short Sale