Question
Thandi comes to see David for investment advice. Which ONE of the following actions may be performed ONLY if David is a registered financial services
Thandi comes to see David for investment advice. Which ONE of the following actions may be performed ONLY if David is a registered financial services provider?
A recommendation to purchase a money market instrument.
Provide information about a financial product.
A recommendation to purchase a property.
Advice on the procedure for entering into a transaction.
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South Western Federal Taxation 2017 Comprehensive
Authors: William H. Hoffman, David M. Maloney, William A. Raabe, James C. Young
40th Edition
1305874161, 978-1305874169
