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The CFA soft dollar standards present a three - level analysis framework to help the investment manager to determine if they could use client brokerage
The CFA soft dollar standards present a threelevel analysis framework to help the investment manager to determine if they could use client brokerage to obtain certain product or service. According to this threelevel analysis framework, which of the following product or service could be paid for using client brokerage?
Select one or more: ABC
a A product or service that the investment manager is comfortable disclosing and explaining the decision in a facetoface meeting with the client.
b A product or service that is used to directly assist the investment manager in developing
proprietary products for their employer.
c A product or service that is used to directly assist the investment manager in making investment decisions for the client.
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