The __________ is an exchange traded fund (ETF) that attempts to match the

performance of the Dow Jones Industrial Average index.

a) DIA

b) DOW

c) SPY

d) QQQ

_____ 4.) Standard ETFs can be __________.

A.) purchased on margin

B.) sold short

C.) sold throughout the day

D.) All of the above

E.) None of the above

_____ 5.) For the 5-star Morningstar rating system, a 1-star mutual fund is grouped in the __________.

A.) bottom 10% of all mutual funds

B.) bottom 20% of all mutual funds

C.) bottom 25% of all mutual funds

D.) None of the above