The Securities Act of 1933: Select one: a A. Regulates the public offering of securities. B. Established the Securities and Exchange Commission. C. Regulates investment companies. D. Requires monitoring of auditing firms. What is the primary mission of the PCAOB? Select one: A. Establish audit standards and monitor auditing firms. B. Develop generally accepted accounting principles for public companies. C. Develop the regulations that publicly traded companies must follow. D. Identify and prosecute those who manipulate accounting earnings. Which of the following is exempt from the reporting provisions of the 1934 Securities Act? Select one: A. Debt securities classified as held-to-maturity. B. Securities issued by not-for-profit organizations. C. Short-term notes issued for working capital purposes. D. Securities issued by banks. The SEC is organized into several divisions, including all of the following except Select one: A. Division of Investment Management. B. Division of Trading and Markets. C. Division of Fraud and Insider Trading. D. Division of Enforcement