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The Securities Investor Protection Corporation (SIPC) . Sels insurance against investor trading losses Insures investors against fallure of a member brokerage firm Insures investors against

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The Securities Investor Protection Corporation (SIPC) . Sels insurance against investor trading losses Insures investors against fallure of a member brokerage firm Insures investors against mortgage-backed bond defaults d Protects investors from securities fraud S. EDGAR refers to The on-line availability of securities filings The SEC's automated securities trading market c The SEC Division of Enforcement d. The Self- Regulatory Organization for broker-dealers 6 Examples of Self-Regulatory Organizations (SROs) overseen by the SEC include a. The Financial Stability Oversight Council (FSOC) b The Financial Industry Regulatory Authority (FINRA) The Municipal Securities Rulemaking Board (MSRB)

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