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U Question 3 2 pts When a specialist buys stock for a public customer's account, they are acting as O Agent O Market Maker O

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U Question 3 2 pts When a specialist buys stock for a public customer's account, they are acting as O Agent O Market Maker O Principal O They are not allowed to trade for their own account Question 4 2 pts Which of the following is an affirmative obligation? O Cannot act as agent and principal in the same trade Cannot compete with public limit orders O Cannot compete with a customer's market order O Maintain an Orderly market

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