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Under what circumstances a Record of Advice (ROA) can be used instead of a Statement of Advice (SOA)? Select ONE correct answer. Select one: a.

Under what circumstances a Record of Advice (ROA) can be used instead of a Statement of Advice (SOA)? Select ONE correct answer. Select one: a. When providing further advice when the basis of advice has significantly changed from the advice in the previous SOA b. If the advice is provided for free c. If the advice involves investment of more than $15,000

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