When would a letter of comments be issued by the SEC?

To request clarification of a registration statement.

To convey your pertinent comments to the SEC.

In response to a company's filing of Form 8-K.

After receiving the company's Form 10-K.

To indicate that a registration statement has been approved.

A proxy statement must be filed with the SEC at least how many days before being distributed?

Multiple Choice

• 30 days.

• 60 days.

• 10 days.

• 90 days.

• 7 days.