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Which is a best practice for complying with Regulation Best Interest and the SEC guidance provided to investment advisers? A) Focus on advice and not
Which is a "best practice" for complying with Regulation Best Interest and the SEC guidance provided to investment advisers?
A)
Focus on advice and not sales.
B)
Use complex products in order to diversify and reduce risk.
C)
Provide as much clearly written disclosure as possible.
D)
Reduce the number of small accounts in ones practice, as they are no longer worth the additional effort.
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