Which of the following administers and enforces Bank Secrecy Act regulations with respect to securities broker-dealers?

1. FINCEN
2. FINRA
3. SEC
4. All of the above

find the one does not belong to the purpose of a broker-dealer's Customer Identification Program?

1. Verifying the customer's race or ethnicity
2. Establishing a customer risk profile
3. Recording the documents used to verify the customer's identity
4. Determining whether the customer is on the OFAC Sanctions list