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Which of the following describes the duties of the Department of Corporate Finance? a. Issues investigative subpoenas. b. Regulates broker-dealers such as the National Association
Which of the following describes the duties of the Department of Corporate Finance?
a. | Issues investigative subpoenas. | |
b. | Regulates broker-dealers such as the National Association of Security Dealers. | |
c. | Reviews and monitors accounting reports. | |
d. | Monitors the accounting profession, including groups that contribute to generally accepted accounting principles (GAAP). |
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