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Which of the following disputes must be resolved using the Code of Arbitration? I. A dispute between a member of FINRA and a registered rep
Which of the following disputes must be resolved using the Code of Arbitration?
I. A dispute between a member of FINRA and a registered rep
II. A dispute between a member of FINRA and a customer
III. A dispute between two members of FINRA
IV. A dispute between a bank and a member of FINRA
I and III | ||
IV only | ||
I, III, and IV | ||
II and IV |
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