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Which of the following individuals is NOT required to be fingerprinted? A A non - registered employee who maintains the records of a firm A
Which of the following individuals is NOT required to be fingerprinted? A A nonregistered employee who maintains the records of a firm A nonregistered person who processes orders for a firm that sells only mutual fund shares A back office employee who's responsible for depositing customer funds andor securities The supervisor of the employees who are responsible for maintaining the records of a firm 
Which of the following individuals is NOT required to be fingerprinted?
A A nonregistered employee who maintains the records of a firm
A nonregistered person who processes orders for a firm that sells only mutual fund shares
A back office employee who's responsible for depositing customer funds andor securities
The supervisor of the employees who are responsible for maintaining the records of a firm
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Your Financial Future How To Take Control Of Your Financial Future
Authors: Deloris Lutke
1st Edition
979-8388730831
