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Which of the following individuals or entities would the MFDA regulate? 1.John,who is a mutual fund sales representative in the province of Ontario. 2.Megan,who is
Which of the following individuals or entities would the MFDA regulate?
1.John,who is a mutual fund sales representative in the province of Ontario.
2.Megan,who is dually licensed to sell mutual funds in both Manitoba and BritishColumbia.
3.Robert,who is the portfolio manager of Investment Corps Canadian Equity Fund
. 4.Cornerstone Funds, a fund manufacturer who has recently risen in popularity because of the there lower fees.
1. | 1 and 3 | |
2. | 3 and 4 | |
3. | 2 and 4 | |
4. | 1 and 2 |
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